Celebrating! - We have climbed 33 places to rank #45 in the Chartis RiskTech100 2026
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Enhance. Optimize. Comply.
Trade Surveillance & Market-Conduct Optimization
Traditional surveillance platforms often struggle with modern abuse, high false positives, and incomplete data. Solytics Partners doesn’t replace your surveillance system, we make it better.
Our Trade Surveillance Optimization Ecosystem delivers AI-driven enhancements and expert advisory services that strengthen your existing platforms. From ensuring data completeness to tuning scenarios and reducing false positives, we help you get more value, efficiency, and compliance confidence out of the tools you already use.
Why Optimize with Solytics Partners?
Instead of adding another system, we help you elevate and optimize your existing ecosystem so it’s adaptive, resilient, and regulator-ready.
Escalating Regulatory Pressure
MiFID II, Dodd-Frank, MAR, EMIR, and moredem and near-real-time oversight.
Sophisticated Market Abuse
Tactics like layering, spoofing, and insider trading evolve constantly.
Data Silos and Alert Fatigue
Incomplete data and static rules create endless false positives.
Our Optimization Offerings
Embedded Risk Assessment
Powered by RA Vault
Detect inherent & residual risk across volatile markets, high-risk clients and complex products – complete with heat-map dashboards and LLM-driven control-gap analysis.
Data Completeness and Reconciliation
Powered by NIMBUS Uno
Low-code platform with advanced data quality capabilities that continuously validates and reconciles data in real time, while also offering LLM-powered insights, intelligent querying, and interactive dashboards.
Automated Scenario Calibration
Powered by ATOMS
Quantitative threshold tuning – no code required – cuts false positives up to 60 % and records every change for regulators.
Unified Surveillance Workspace
Consolidate structured (orders, trades) and unstructured (emails, chats, voice) data intoa unified investigative view, enhanced by AI/ML and GenAI capabilities to analyze conversations, detect patterns using knowledge graphs, and surface context-rich timelines for faster, deeper insights.
Bespoke Analytics and Modelling Services
Leverage advanced AI/ML and GenAI techniques – ranging from anomaly detection, NLP, sentiment analysis, and network graph analytics – to enhance surveillance across structured, unstructured, and multi-modal data, delivering tailored models aligned tospecific desks, asset classes, and regulatory jurisdictions.
Nimbus Uno: Data Completeness & Monitoring
Key Benefits
Current Challenges
Transformed Outcomes with RA Vault
Manual or no automation in data completeness checks
Low-code/no-code automation for continuous data validation
No visibility into potential data loss across systems
Proactive monitoring of data transitions to catch loss early
Reliance on sample-based manual validation
Automated data quality pipelines with scheduled reporting
Limited oversight on surveillance data quality
Oversight mechanisms and continuous monitoring protocols
Disconnected, effort-intensive processes across systems
Unified dashboards showing trends, deviations, and alerts
High resource dependency and SME involvement
Minimal manual intervention and reduced effort intensity
No intelligent assistant for data investigations
GenAI-powered chatbot for natural language queries and insights
Inability to forecast potential breaches or risks
AI models for breach forecasting and risk prioritization
Static reporting with limited adaptability
Adaptive insights through AI-driven dashboards and recommendations
RA Vault: Market Conduct Risk Assessment
Key Benefits
Instead of adding another system, we help you elevate and optimize your existing ecosystem so it’s adaptive, resilient, and regulator-ready.
Current Challenges
Transformed Outcomes with RA Vault
Fragmented or inconsistent risk assessment processes
End-to-end, configurable risk assessment workflows
Subjective and inconsistent control evaluation methods
Standardized methodology for assessing control design and operational effectiveness using a configurable risk engine
Lack of regulatory traceability and documentation for risk decisions
Full audit logs, assessment trails, and version control to meet regulatory reporting and compliance obligations
Difficulty managing, monitoring, and consolidating assessments
Configurable workflows for assignment, validation, escalation, and completion tracking with drill-down dashboards
Manual narrative writing and time-consuming documentation reviews
AI-powered chatbot and summarization engine to extract insights from unstructured policy and procedural documents
Lack of oversight across high-risk products, clients, or jurisdictions
Heatmap visualizations and dashboards to identify and prioritize exposure areas across assessment units
Standalone, one-time assessments with limited comparability
Archiving and carry-forward capabilities for multi-year comparisons, residual risk tracking, and historical insights
ATOMS: Scenario Threshold Calibration
Key Benefits
Current Challenges
Transformed Outcomes with RA Vault
Manual, qualitative threshold calibration
No-code/low-code automated calibration process
Ineffective or absent thresholds
Data-driven, targeted threshold tuning by asset class
No independent validation ofrules
Independent testing and validation of scenario thresholds
Lack of traceability and documentation
Full audit trail and automated reports for regulatory readiness
No ATL/BTL estimation
processes
Industry-grade BTL sampling for threshold accuracy
Inflexible, resource-heavy tuning cycles
Sandbox for rule experimentation and significant cost/resource savings
Our Approach
We integrate deep domain expertise, advanced analytics, & next-gen platforms to enable firms to:
- Detect market abuse, insider trading, and manipulative behaviours.
- Validate and reconcile surveillance data across systems.
- Optimize surveillance scenarios to reduce false positives.
- Unify trade and communication data for contextual investigations.
Why Solytics?
Proven Platforms
NIMBUS Uno & ATOMS deployed across multiple jurisdictions
Regulatory Depth
Hands-on experience with FINRA, FCA, ESMA, MAS and more
End-to-End Delivery
Advisory, implementation and BAU support under one roof
Audit-Ready Pipelines
Real-time dashboards, lineage and documentation for effortless exams
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Solytics doesn’t replace your trade surveillance system.
We make it smarter, sharper, and regulator-ready.
Solytics doesn’t replace your trade surveillance system – we make it smarter, sharper, and regulator-ready.
Perform execution with unmatched speed, scale, and depth to stay ahead of the curve.
Integrate AI/ML/GenAI models into your model ecosystem and ensure regulatory compliance with frameworks like SR 11-7, SS 1/23, and the EU AI Act.
Reach out to us
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