Agentic AI for Financial Crime Compliance

Solytics Partners deploys governed agents across the entire financial-crime lifecycle — due diligence, screening, monitoring, investigation and regulatory risk — with human oversight, runtime policy controls and evidence embedded in every action.

Governed

Every agent registered, risk-tiered and approved before it acts.

Validated

Every plan, tool call and output validated in flight.

Assured

Step-level evidence produced as the work happens.

Aligned to SR 11-7 OCC 2011-12 EU AI Act NIST AI RMF ISO 42001 FATF PRA SS1/23
POLICY & RULES FCC AGENTS IN ACTION GOVERNED AGENT ORCHESTRATION CDD / EDD AGENT Onboarding & review SCREENING AGENT Sanctions | PEP | Media MONITORING AGENT Transaction monitoring INVESTIGATION AGENT Casework & reporting REGULATORY RISK AGENT Obligation change HUMAN REVIEW VERIFIED COMPLIANCE OUTCOME RUNTIME ASSURANCE LAYER POLICY | CHECKS EVIDENCE | GOVERNANCE
FCC Agent Portfolio

Specialized agents across the financial crime lifecycle

Purpose-built FCC agents execute critical workflows across onboarding, screening, monitoring, investigations and regulatory risk — operating under shared policy controls, human oversight and continuous evidence capture.

01

CDD / EDD Agent

Onboarding & periodic review
  • CDD / EDD investigation
  • Customer profile generation
  • Diligence report drafting
Primary outcome

Evidence-backed customer due diligence

02

Screening Agent

Sanctions · PEP · Adverse media
  • Deterministic entity matching
  • Alert disposition
Primary outcome

Faster, defensible alert disposition

03

Monitoring Agent

Transaction monitoring
  • Transaction pattern matching
  • Typology & red-flag analysis
  • Alert triage
Primary outcome

Higher-quality risk signals and alerts

04

Investigation Agent

Casework & regulatory reporting
  • Evidence gathering
  • Narrative generation
  • STR / SAR drafting
Primary outcome

Evidence-led investigations and reporting

05

Regulatory Risk Agent

Obligation change & control
  • Regulatory guidance tracking
  • Risk mapping
  • Risk drivers & controls recommendation
Primary outcome

Regulatory change translated into action

Analyst impact

Shift analyst time toward higher-value judgment

Across FCC workflows, analysts spend a significant share of the day on retrieval, screening, evidence gathering and drafting. Governed agents absorb that operational load, so the analyst's time concentrates on assessment, escalation and decision-making.

Typical analyst time today With FCC Agentic Support 20% JUDGMENT 60–70% of operational work EXECUTED BY AGENTS 100% JUDGMENT Retrieval 35% Drafting 23% Screening 22% Judgment 20% Judgment 100% Preparation handled by agents Operational compliance tasks automated by agents, under governance controls
Business impact

Measurable impact across compliance operations

Governed agents improve the economics and effectiveness of compliance work — reducing investigation effort, expanding analyst capacity, improving escalation quality and preserving evidence across every decision.

ALERT TO DISPOSITION MANUAL · FOUR HAND-OFFS GOVERNED RUN TIME REMOVED
60–80% Faster investigations

Reduce the time from alert to analyst-ready disposition through governed agent execution.

CASES CLOSED PER REVIEWER 5–10× MANUAL BASELINE SAME HEADCOUNT
5–10× Greater analyst capacity

Increase case throughput by shifting repeatable review, analysis and drafting work to agents.

ESCALATIONS REACHING AN ANALYST BEFORE WITH GOVERNED AGENTS YIELD GAINED
30–40% Higher-quality escalations

Surface a greater proportion of risk-relevant cases for human review and investigation.

WORKFLOW RUN STEP-LEVEL RECORD ON EVERY ACTION EVIDENCE COVERAGE RUN COMPLETE NO GAPS
100% End-to-end traceability

Maintain a step-level record of agent actions, decisions, evidence and human intervention.

Deployed use cases

Operational proof from live FCC deployments

Examples drawn from production deployments across payments, banking, insurance and financial services. Metrics are presented by workflow and client type to preserve confidentiality.

United Kingdom
Payments Processor
A screening backlog cleared without new headcount

Screening resolution agents disambiguate every hit against name, date and geography — closing the clear cases with rationale recorded, and ranking the rest by exposure.

82%Screening Resolution
of screening hits auto-resolved with recorded rationale
United Arab Emirates
Digital Bank
Enhanced due diligence, measured in minutes

Entity research, ownership resolution and adverse-media checks run on arrival — producing a cited diligence pack the reviewer checks rather than compiles.

11 minCDD / EDD
from onboarding to a cited diligence pack
United States
Tier-1 Bank
Alert triage scaled without proportional analyst effort

Agents assemble the case, score the pattern against known typologies and propose a disposition — analysts review and decide.

68%Alert Triage
less analyst time per alert triage
APAC
Insurer
Filing narratives drafted from the record

A narrative agent assembles history, pattern and evidence into the house template — citing every assertion back to source.

4 minCase Narrative Drafting
from case close to first SAR draft
Answers

Frequently Asked Questions

What risk, compliance and technology teams ask us most often when they move AI from pilot to production.

Something not covered here?

Talk to our team
Background Gradient

Ready to move from AI policy
to continuous proof?

Get complete visibility across models, GenAI applications and autonomous agents — one inventory, one risk tier, one lifecycle.
Enforce policy where it matters — every agent action allowed, escalated or blocked before it executes.
Stay audit-ready by design — evidence mapped to the EU AI Act, NIST AI RMF, ISO 42001, SR 11-7 and local regulation.
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